Management at troubled spreadbetting company Plus500 got blasted by investors today at the company’s annual general meeting in London. The Israel-based but London-listed company froze thousands of customers’ trading accounts at its UK operation last week after a review by the financial watchdog, the Financial Conduct Authority, found its anti-money laundering checks weren’t up to scratch…
WASHINGTON, May 27 (Reuters) – The head of the Financial Industry Regulatory Authority (FINRA) on Wednesday took aim at the U.S. Labor Department plan to reduce conflicts among brokers who offer retirement account advice on Wednesday, saying it is “not the way to go.”
LONDON, May 27 (IFR) – UBS’s head of financial institutions debt capital markets for the Europe, Middle East and Africa has been put at risk of redundancy just over a year after taking sole charge of the franchise, according to people with knowledge of the situation.
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